Operations and Regulatory Compliance Committee

The purpose of the Operations and Regulatory Compliance Committee (ORCC) is to address the policies, guidance, enforcement actions and regulations issued by federal government and agencies that impact the association’s members. The committee assists member companies in dealing with compliance issues the industry faces by developing industry resources and educational materials.


Eligibility: The ORCC is primarily comprised of AFSA member company representatives who focus on the operations and implementation side of compliance, such as Chief Compliance Officers (CCO).


Want to get involved? Contact Philip Bohi, Vice President of Compliance Education, at pbohi@afsamail.org or Aaron Tompkins, Compliance Manager, at atompkins@afsamail.org


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Upcoming Committee Meetings

AFSA State Government Affairs & Legal Issues Forum
June 8, 2018
Turnberry Isle Miami
Aventura, FL

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